Daniel Ippolito

9 months ago

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Daniel joined the Cabana team in early 2017 as an attorney and financial advisor. He is passionate about achieving great results for his clients, and regularly represents them in business and estate planning matters. His expertise lies in business formation and transactions, real estate transactions, private issuances of securities, mergers and acquisitions, federal and state securities law, FINRA regulatory matters, governance issues and contract negotiations. He especially enjoys representing and assisting startups with strategic issues in addition to providing legal advice.

Daniel graduated from the Texas A&M University School of Law (formerly Texas Wesleyan University School of Law), where he served as an officer of the Board of Advocates, was on the Dean’s honor roll, and was awarded numerous advocacy awards, including being part of the ABA National Negotiation championship team in 2011.

Prior to law school, Daniel received an MBA and BSBA from the Naveen Jindal School of Management at the University of Texas at Dallas, where he served as Vice President of the MBA Society. Daniel has previously served in leadership positions for various registered broker dealers and members of the Financial Industry Regulatory Authority (“FINRA”), including a role as the Vice President of Compliance for Realty Capital Partners, a real estate private equity firm with over $350 million of invested capital. Daniel also spent several years as an examiner for FINRA. While at FINRA, he was awarded with the Outstanding Achievement Award, one of FINRA’s highest honors, for his dedication to and furtherance of FINRA’s stated objectives of protecting investors and ensuring market integrity.

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This material is prepared by Cabana, LLC(d/b/a “Cabana Asset Management” & “Cabana Retirement Solutions”) and/or its affiliates (together “Cabana”) for informational purposes only and is not intended to be relied upon as a forecast, research or investment advice, and is not a recommendation, offer or solicitation to buy or sell any securities or to adopt any investment strategy. The opinions expressed reflect the judgement of the author, are as of the date of its publication and may change as subsequent conditions vary. The information and opinions contained in this material are derived from proprietary and nonproprietary sources deemed by Cabana to be reliable, are not necessarily all-inclusive and are not guaranteed as to accuracy. As such, no warranty of accuracy or reliability is given and no responsibility arising in any other way for errors and omissions (including responsibility to any person by reason of negligence) is accepted by Cabana, its officers, employees or agents.

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Financial Advisor magazine is a monthly financial services publication that delivers market information, strategies and trends to help advisors better serve their clients. Registered Investment Advisers founded in 2015 or before with minimum AUM of $300 million were ranked based on number of clients in 2018, percentage growth in total percentage assets under management from year end 2017 to 2018, and growth in percentage growth in assets per client during the same time period. The Financial Advisor Magazine 2019 Top 50 Fastest-Growing Firms ranking is not indicative of Cabana’s future performance and may not be representative of actual client experiences. Cabana did not pay a fee to participate in the ranking and survey and is not affiliated with Financial Advisor Magazine. Working with a highly-rated advisor also does not ensure that a client or prospective client will experience a higher level of performance. These ratings should not be viewed as an endorsement of the advisor by any client and do not represent any specific client’s evaluation. Visit www.fa-mag.com or https://thecabanagroup.com/disclaimers/ for more information regarding the ranking.